Finra Seeks to Extend Holds on Accounts to Combat Elder Fraud
The Financial Industry Regulatory Authority has proposed rule changes aimed at combating investment scams — particularly against senior citizens — in part by empowering broker-dealers to extend delays on suspicious...
By Nicola M White · Bloomberg Markets
The Financial Industry Regulatory Authority has proposed rule changes aimed at combating investment scams — particularly against senior citizens — in part by empowering broker-dealers to extend delays on suspicious transactions.