Ex-Filing Agent Pleads Guilty in Insider Case on Data for Edgar
A Brooklyn man who worked for a private business that provides services for companies filing to the Securities and Exchange Commission’s Edgar system, pleaded guilty to using confidential client information...
By Patricia Hurtado · Bloomberg Markets
A Brooklyn man who worked for a private business that provides services for companies filing to the Securities and Exchange Commission’s Edgar system, pleaded guilty to using confidential client information to make trades that led to more than $2.2 million in illicit profits.