Deutsche Bank Settles Finra Conflict Claims for $2.5 Million
Deutsche Bank AG will pay $2.5 million to resolve an industry regulator’s allegations that it failed to properly disclose conflicts of interest in debt and equity research reports.
By Nicola M White · Bloomberg Markets
Deutsche Bank AG will pay $2.5 million to resolve an industry regulator’s allegations that it failed to properly disclose conflicts of interest in debt and equity research reports.